Claire Smith, JD
Claire Smith joined Chandler in 2025 as a Compliance Associate, supporting investment policy monitoring, trade compliance, and regulatory reporting, including FINRA-related responsibilities and internal compliance reviews. Claire has a multidisciplinary background in law, operations, and regulatory compliance. Prior to joining the financial services industry, she worked as an operations specialist at a biotech startup, focusing […]
Mitchell Booher
Mitchell joined Chandler as a Compliance Associate in 2024. He monitors compliance guidelines including client investment policies, reporting, and record retention. He also reviews marketing and advertising materials before they are distributed. He graduated from Boston University with a B.S. in Business Administration and Management in 2024, with concentrations in Finance and Business Analytics. While […]
Monica Stephens, IMC, BAIM
Joining Chandler in 2023, Monica Stephens is responsible for providing guidance on compliance matters, ensuring adherence to internal controls, monitoring the firm’s regulatory requirements, and executing compliance programs aligned with best practices and industry regulations governing investment advisory services. Having worked for Wealth and Investment Managers in both the US and UK, Monica has extensive […]
Michael Rasmussen, JD
Michael Rasmussen joined Chandler Asset Management in March of 2023 as the firm’s Chief Compliance Officer and General Counsel. He leads the compliance team, provides day-to-day guidance and compliance monitoring of the firm’s regulatory environment and the legal framework governing SEC-registered investment advisors. Michael also assists the firm’s CEO with the oversight functions within the […]