Joining Chandler in 2023, Monica Stephens is responsible for providing guidance on compliance matters, ensuring adherence to internal controls, monitoring the firm’s regulatory requirements, and executing compliance programs aligned with best practices and industry regulations governing investment advisory services.

Having worked for Wealth and Investment Managers in both the US and UK, Monica has extensive global compliance experience.  Her previous roles include Vice President, Capital Markets Compliance Officer with Barclays Wealth Americas in New York, Senior Fixed Income Compliance Analyst with CGC in the US and UK, as well as Senior Compliance Officer with WAMC London.

Monica holds a Bachelor of Science degree from SFSU.  She has also earned her Investment Management Certificate (IMC) UK, and Bloomberg AIM certification.